In addition, a $200 non-refundable examination FEE for each type and class of securities. Initial registration FEE and annual renewal fee (if offering continues) prior to offer or sales of securities - 2/10ths of one percent of the offering value of the issue.

Otice Filing Fee (initial and annual renewal) for sales ofĬovered securities per 1933 Act 18(b)(4)(D) Non-issuer transactions per 1933 Act 18(b)(4)(A) Offer or sale of Covered Securities of other Investment SECURITIES REGISTRATION/EXEMPTIONS/NOTICE FILINGS Open End Mutual Fund Notice Filing per 1933 Act 18(b)(2)Īnnual Renewal FEE Notice - Open-End Mutual Fund ISSUER-DEALER (ID) Initial Agent License FEE STATE COVERED INVESTMENT ADVISOR (IA) Initial License FEEįEDERAL COVERED INVESTMENT ADVISER (IA) Initial Notice Filing FEE Please refer to RSA 421-B:6-614 for a complete list of fees.Īll checks should be payable to the 'State of New Hampshire' Criminal Record Release Authorization Form *.Form NF (Investment Company Notice Filing).New England Regional Review Application.Coordinated Equity Review Application (CER-1).New Hampshire Issuer-Dealer (Form D-3) *.New Hampshire Issuer-Dealer (Form D-2) *.New Hampshire Issuer-Dealer (Form D-1) *.Securities and Exchange Commission Form D.Form U-7 Instructions (September 28, 1999).The Reader may be downloaded and installed at no cost by clicking here.įorms followed by * may be filled out on your computer before printing by: (1) waiting for the form to finish loading completely, (2) clicking on the 'hand' button on the Acrobat toolbar to activate Edit mode and (3) utilizing the mouse to move between fields and to select check boxes. PDF documents can be viewed and printed by utilizing the Acrobat Reader. NH Vital Records Information Network (NHVRINweb).Archives Vital Records Records Management Divisions.Securities Division Notices and Cases of Interest.Interpretive Orders and No-Action Letters.

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Attorney General Supplemental Guidance on 2020 Election Operations.Election Operations during the Public Health Crisis.Notice To Election Officials Of Accessible Absentee Ballot System.Joint Guidance for 2021 Town/School Meetings, Elections and Business Sessions.Select Committee on 2020 Emergency Election Support.Presidential Election Voter Turnout Charts 4.19.21.Voting During COVID-19 State of Emergency.Honorariums and Expense Reports – RSA 15-B and 14-C.Get the latest Coronavirus COVID-19 update at

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